pob presentation 2

pob presentation 2

Published on 7 November 2021
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Transcript
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ROLES AND FUNCTIONS OF A COMPLIANCE OFFICER
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They are responsible for developing compliance programs, reviewing company policies,planning, implementing and overseeing risk-related programs,                                 creating and coordinating proper                                 reporting channels for compliance                                 issues.                        
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Responsibilities of a Compliance Officer
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A compliance officer is an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies.Compliance                                                  officers have a duty to their                                                  employer to work with management                                                  and staff to identify and manage                                                  regulatory risk.
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Group Members:
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Tiannae Pryce Tahjmark McLeod Shenay Wilkins Taynara Gray Dakoda Boreland Zavier Richards